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ASHRAE HVAC 2001 Fundamentals Handbook.pdf
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CONTRIBUTORS
In addition to the Technical Committees, the following individuals contributed significantly
to this volume. The appropriate chapter numbers follow each contributor’s name.
Charles H. Bemisderfer (1)
York International
Kenneth M. Wallingford (9)
NIOSH
Eric W. Lemmon (20)
National Institute of Standards and
Technology
Donald C. Erickson (1)
Energy Concepts Co.
Richard S. Gates (10)
University of Kentucky
Mark O. McLinden (20)
National Institute of Standards and
Technology
Hans-Martin Hellmann (1)
Zent-Frenger
Albert J. Heber (10)
Purdue University
Steven G. Penoncello (20)
University of Idaho
Thomas H. Kuehn (1, 6)
University of Minnesota
Farhad Memarzadeh (10)
National Institutes of Health
Sherry K. Emmrich (21)
Dow Chemical
Christopher P. Serpente (1)
Carrier Corp.
Gerald L. Riskowski (10, 11)
University of Illinois
Lewis G. Harriman III (22)
Mason-Grant Company
Robert M. Tozer (1)
Waterman-Gore M&E Consulting
Engineers
Yuanhui Zhang (10)
University of Illinois
Hugo L.S.C. Hens (23)
Katholieke Universiteit
Anthony M. Jacobi (2)
University of Illinois at Urbana-
Champaign
Roger C. Brook (11)
Michigan State University
Achilles N. Karagiozis (23)
Oak Ridge National Laboratory
Joe F. Pedelty (12, 13)
Holcomb Environmental Services
Dr. Arthur E. Bergles (3)
Rensselaer Polytechnic Institute
Hartwig M. Kuenzel (23)
Fraunhofer Institut Bauphysik
Pamela Dalton (13)
Monell Chemical Senses Center
Michael M. Ohadi (3, 5)
University of Maryland
Anton TenWolde (23)
Forest Products Laboratory
Martin Kendal-Reed (13)
Florida State University Sensory Research
Institute
Steven J. Eckels (4)
Kansas State University
William Brown (24)
Morrison Herschfield
James C. Walker (13)
Florida State University Research Institute
Rick J. Couvillion (5)
University of Arkansas
Andre Desjarlais (24)
Oak Ridge National Laboratory
Albert C. Kent (5)
Southern Illinois University
Rick Stonier (14)
Gray Wolf Sensing Solutions
David Roodvoets (24)
DLR Consultants
Ray Rite (5)
Trane Company
Monica Y. Amalfitano (15)
P2S Engineering
William B. Rose (24, 25)
University of Illinois
Jason T. LeRoy (6)
Trane Company
James J. Coogan (15)
Siemens Building Technologies
William P. Goss (25)
University of Massachusetts
Warren E. Blazier, Jr. (7)
Warren Blazier Associates, Inc.
David M. Underwood (15)
USA-CERL
Malcolm S. Orme (26)
Air Infiltration and Ventilation Centre
Alfred C. C. Warnock (7)
National Research Council Canada
John J. Carter (16)
CPP Inc.
Andrew K. Persily (26)
National Institute of Standards and
Technology
Larry G. Berglund (8)
U.S. Army Research Institute for
Environmental Medicine
Dr. David J. Wilson (16)
University of Alberta
Brian A. Rock (26)
University of Kansas
William J. Coad (17)
McClure Engineering Assoc.
Gemma Kerr (9, 12)
InAir Environmental Ltd.
Armin F. Rudd (26)
Building Science Corporation
David Grumman (17)
Grumman/Butkus Associates
D.J. Marsick (9)
U.S. Department of Energy
Max H. Sherman (26)
Lawrence Berkeley National Laboratory
Douglas W. DeWerth (18)
D.J. Moschandreas (9)
The Institute for Science, Law, and
Technology
Robert G. Doerr (19)
The Trane Company
Iain S. Walker (26)
Lawrence Berkeley National Laboratory
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Craig P. Wray (26)
Lawrence Berkeley National Laboratory
University of Nebraska-Omaha
Thomas Romine (29)
Romine, Romine & Burgess
David Tait (30)
Tait Solar
Christopher Wilkins (29)
Hallam Associates
Leslie Norford (31)
Massachusetts Institute of Technology
Grenville K. Yuill (26)
University of Nebraska-Omaha
D. Charlie Curcija (30)
University of Massachusetts
Robert Morris (27)
Environment Canada
Climate and Water Products Division
Fred S. Bauman (32)
University of California
William C. duPont (30)
Lawrence Berkeley National Laboratory
Mohammad H. Hosni (32)
Kansas State University
Raymond G. Alvine (28)
John F. Hogan (30)
Jim Norman (28)
AAA Enterprises
Joseph H. Klems (30)
Lawrence Berkeley National Laboratory
Leon Kloostra (32)
TITUS, Division of Tomkins
Charles F. Turdik (28)
W. Ross McCluney (30)
Florida Solar Energy Center
Raymond H. Horstman (33)
Boeing Commercial Airplanes
Lynn Bellenger (29)
Pathfinder Engineers LLP
M. Susan Reilly (30)
Enermodal Engineering
Herman F. Behls (34)
Behls & Associates
Steven Bruning (29)
Newcomb & Boyd
Eleanor S. Lee (30)
Lawrence Berkeley National Laboratory
Albert W. Black (35)
McClure Engineering Associates
Curt Petersen (29)
ASHRAE HANDBOOK COMMITTEE
Dennis J. Wessel, Chair
2001 Fundamentals Volume Subcommittee: George Reeves, Chair
David E. Claridge
Frederick H. Kohloss
Brian A. Rock
T. David Underwood Michael W. Woodford
ASHRAE HANDBOOK STAFF
Jeanne Baird, Associate Editor
Scott A. Zeh, Nancy F. Thysell, and Jayne E. Jackson, Publishing Services
W. Stephen Comstock,
Director, Communications and Publications
Publisher
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ASHRAE Research: Improving the Quality of Life
The American Society of Heating, Refrigerating and Air-Condi-
tioning Engineers is the world’s foremost technical society in the
fields of heating, ventilation, air conditioning, and refrigeration. Its
members worldwide ideas, identify needs, support research, and
write the industry’s standards for testing and practice. The result is
that engineers are better able to keep indoor environments safe and
productive while protecting and preserving the outdoors for gener-
ations to come.
One of the ways that ASHRAE supports its members’ and indus-
try’s need for information is through ASHRAE Research. Thou-
sands of individuals and companies support ASHRAE Research
The 2001 ASHRAE Handbook
The Fundamentals volume covers basic principles and provides
data for the practice of HVAC&R technology. Although design data
change little over time, research sponsored by ASHRAE and others
continues to generate new information that meets the evolving
needs of the people and industries that rely on HVAC&R technol-
ogy to improve the quality of life. The ASHRAE technical commit-
tees that prepare chapters strive to provide new information, clarify
existing information, delete obsolete materials and reorganize chap-
ters to make the Handbook more understandable and easier to use.
In this volume, some of the changes and additions are as follows:
• Chapter 1, Thermodynamics and Refrigeration Cycles, includes
new sections on ideal thermal and absorption cycles, multiple
stage cycles, and thermodynamic representation of absorption
cycles. The section on ammonia water cycles has been expanded.
• Chapter 12, Air Contaminants, has undergone major revisions.
Material has been added from the 1999 ASHRAE Handbook ,
Chapter 44, Control of Gaseous Indoor Air Contaminants.
Health-related material with standards and guidelines for expo-
sure has been moved to Chapter 9, Indoor Environmental Health.
• Chapter 15, Fundamentals of Control now includes new or
revised figures on discharge air temperature control, step input
process, and pilot positioners. New are sections on networking
and fuzzy logic, revised descriptions on dampers and modulating
control, and text on chilled mirror humidity sensors and disper-
sive infrared technology.
• Chapter 17, Energy Resources, contains new sections on sustain-
ability and designing for effective energy resource use.
• Chapter 19, Refrigerants, provides information on phaseout of
CFC and HCFC refrigerants and includes new data on R-143a
and R-404A, R-407C, R-410A, R-507, R-508A, and R-508B
blends.
• Chapter 20, Thermophysical Properties of Refrigerants, has new
data on R-143a and R-245fa. Though most CFC Refrigerants
have been removed from the chapter, R-12 has been retained to
assist in making comparisons. Revised formulations have been
used for many of the HFC refrigerants, conforming to interna-
tional standards where applicable.
• Chapter 23, Thermal and Moisture Control in Insulated Assem-
blies—Fundamentals, now has a reorganized section on eco-
nomic insulation thickness, a revised surface condensation
section, and a new section on moisture analysis models.
• Chapter 26, Ventilation and Infiltration, includes rewritten stack
pressure and wind pressure sections. New residential sections dis-
cuss averaging time variant ventilation, superposition methods,
the enhanced (AIM-2) model, air leakage through automatic
doors, and central air handler blowers in ventilation systems. The
nonresidential ventilation section has also been rewritten, and
now includes a commercial building envelope leakage measure-
ments summary.
annually, enabling ASHRAE to report new data about material
properties and building physics and to promote the application of
innovative technologies.
The chapters in ASHRAE Handbooks are updated through the
experience of members of ASHRAE technical committees and
through results of ASHRAE Research reported at ASHRAE meet-
ings and published in ASHRAE special publications and in
ASHRAE Transactions .
For information about ASHRAE Research or to become a mem-
ber contact, ASHRAE, 1791 Tullie Circle, Atlanta, GA 30329; tele-
phone: 404-636-8400; www.ashrae.org.
• Chapter 27, Climatic Design Information, now contains new
monthly, warm-season design values for some United States loca-
tions. These values aid in consideration of seasonal variations in
solar geometry and intensity, building occupancy, and use patterns.
• Chapter 29, Nonresidential Cooling and Heating Load Calcula-
tions, now contains enhanced data on internal loads, an expanded
description of the heat balance method, and the new, simplified
radiant time series (RTS) method.
• Chapter 30, Fenestration, now has revised solar heat gain and vis-
ible transmittance sections, including information on the solar
heat gain coefficients (SHGC) method. The chapter now also has
a rewritten section on solar-optical properties of glazings, an
expanded daylighting section, and a new section on occupant
comfort and acceptance.
• Chapter 31, Energy Estimating and Modeling Methods, now con-
tains improved model forms for both design and existing building
performance analysis. A new section describes a simplified
method for calculating heat flow through building foundations
and basements. Sections on secondary equipment and bin-energy
method calculations have added information, while the section on
data-driven models has been rewritten and now illustrates the
variable-base degree-day method.
• Chapter 32, Space Air Diffusion, has been reorganized to be more
user-friendly. The section on principles of jet behavior now
includes simpler equations with clearer tables and figures. Tem-
perature profiles now accompany characteristics of different out-
lets, with stagnant regions identified. The section on underfloor
air distribution and task/ambient conditioning includes updates
from recent ASHRAE-sponsored research projects.
• Chapter 33, HVAC Computational Fluid Dynamics, is a new
chapter that provides an introduction to computational methods in
flow modeling, including a description of computational fluid
dynamics (CFD) with discussion of theory and capabilities.
• Chapter 34, Duct Design, includes revisions to duct sealing
requirements from ASHRAE Standard 90.1, and has been
expanded to include additional common fittings, previously
included in electronic form in ASHRAE’s Duct Fitting Database.
This Handbook is published both as a bound print volume and in
electronic format on a CD-ROM. It is available in two editions—
one contains inch-pound (I-P) units of measurement, and the other
contains the International System of Units (SI).
Look for corrections to the 1998, 1999, and 2000 Handbooks on
the Internet at http://www.ashrae.org . Any changes in this volume
will be reported in the 2002 ASHRAE Handbook and on the
ASHRAE web site.
If you have suggestions for improving a chapter or you would
like more information on how you can help revise a chapter, e-mail
ashrae@ashrae.org; write to Handbook Editor, ASHRAE, 1791
Tullie Circle, Atlanta, GA 30329; or fax 404-321-5478.
ASHRAE TECHNICAL COMMITTEES AND TASK GROUPS
SECTION 1.0—FUNDAMENTALS AND GENERAL
1.1 Thermodynamics and Psychrometrics
1.2 Instruments and Measurements
1.3 Heat Transfer and Fluid Flow
1.4 Control Theory and Application
1.5 Computer Applications
1.6 Terminology
1.7 Operation and Maintenance Management
1.8 Owning and Operating Costs
1.9 Electrical Systems
1.10 Energy Resources
SECTION 6.0—HEATING EQUIPMENT, HEATING AND
COOLING SYSTEMS AND APPLICATIONS
6.1 Hydronic and Steam Equipment and Systems
6.2 District Energy
6.3 Central Forced Air Heating and Cooling Systems
6.4 In Space Convection Heating
6.5 Radiant Space Heating and Cooling
6.6 Service Water Heating
6.7 Solar Energy Utilization
6.8 Geothermal Energy Utilization
6.9 Thermal Storage
6.10 Fuels and Combustion
SECTION 2.0—ENVIRONMENTAL QUALITY
2.1 Physiology and Human Environment
2.2 Plant and Animal Environment
2.3 Gaseous Air Contaminants and Gas Contaminant
Removal Equipment
2.4 Particulate Air Contaminants and Particulate
Contaminant Removal Equipment
2.6 Sound and Vibration Control
2.7 Seismic and Wind Restraint Design
TG Buildings’ Impacts on the Environment
TG Global Climate Change
SECTION 7.0—PACKAGED AIR-CONDITIONING AND
REFRIGERATION EQUIPMENT
7.1 Residential Refrigerators and Food Freezers
7.4 Combustion Engine Driven Heating and Cooling
Equipment
7.5 Mechanical Dehumidification Equipment and Heat Pipes
7.6 Unitary and Room Air Conditioners and Heat Pumps
SECTION 8.0—AIR-CONDITIONING AND
REFRIGERATION SYSTEM COMPONENTS
8.1 Positive Displacement Compressors
8.2 Centrifugal Machines
8.3 Absorption and Heat Operated Machines
8.4 Air-to-Refrigerant Heat Transfer Equipment
8.5 Liquid-to-Refrigerant Heat Exchangers
8.6 Cooling Towers and Evaporative Condensers
8.7 Humidifying Equipment
8.8 Refrigerant System Controls and Accessories
8.10 Pumps and Hydronic Piping
8.11 Electric Motors and Motor Control
SECTION 3.0—MATERIALS AND PROCESSES
3.1 Refrigerants and Secondary Coolants
3.2 Refrigerant System Chemistry
3.3 Refrigerant Contaminant Control
3.4 Lubrication
3.5 Desiccant and Sorption Technology
3.6 Water Treatment
3.8 Refrigerant Containment
SECTION 4.0—LOAD CALCULATIONS AND ENERGY
REQUIREMENTS
4.1 Load Calculation Data and Procedures
4.2 Weather Information
4.3 Ventilation Requirements and Infiltration
4.4 Building Materials and Building Envelope Performance
4.5 Fenestration
4.6 Building Operation Dynamics
4.7 Energy Calculations
4.10 Indoor Environmental Modeling
4.11 Smart Building Systems
4.12 Integrated Building Design
TG Mechanical Systems Insulation
SECTION 9.0—AIR-CONDITIONING SYSTEMS AND
APPLICATIONS
9.1 Large Building Air-Conditioning Systems
9.2 Industrial Air Conditioning
9.3 Transportation Air Conditioning
9.4 Applied Heat Pump/Heat Recovery Systems
9.5 Cogeneration Systems
9.6 Systems Energy Utilization
9.7 Testing and Balancing
9.8 Large Building Air-Conditioning Applications
9.9 Building Commissioning
9.10 Laboratory Systems
9.11 Clean Spaces
9.12 Tall Buildings
TG Combustion Gas Turbine Inlet Air Cooling Systems
SECTION 5.0—VENTILATION AND AIR DISTRIBUTION
5.1 Fans
5.2 Duct Design
5.3 Room Air Distribution
5.4 Industrial Process Air Cleaning (Air Pollution Control)
5.5 Air-to-Air Energy Recovery
5.6 Control of Fire and Smoke
5.7 Evaporative Cooling
5.8 Industrial Ventilation
5.9 Enclosed Vehicular Facilities
5.10 Kitchen Ventilation
SECTION 10.0—REFRIGERATION SYSTEMS
10.1 Custom Engineered Refrigeration Systems
10.2 Automatic Icemaking Plants and Skating Rinks
10.3 Refrigerant Piping, Controls, and Accessories
10.4 Ultra-Low Temperature Systems and Cryogenics
10.5 Refrigerated Distribution and Storage Facilities
10.6 Transport Refrigeration
10.7 Commercial Food and Beverage Cooling Display
and Storage
10.8 Refrigeration Load Calculations
10.9 Refrigeration Application for Foods and Beverages
TG
Mineral Oil Circulation
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