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More Praise for
The Handbook of Nanotechnology
“As someone who has successfully transitioned nanotechnology
from the university lab to the commercial world, I can recommend
this book as a ‘must-read’ for nascent academic entrepreneurs,
those wishing to commercialize technologies they have developed
at the university. As a faculty member at a major research univer-
sity that is comprehensively involved in nanoscience and nano-
technology research, I come into continual contact with such
persons: I can now point them to the first book they should study.
The chapters on business development are particularly valuable;
I wish I had had this book 5 years ago.”
—Max G. Lagally, founder nPoint,
and professor of Surface Science,
at the University of Wisconsin-Madison
“In order for our society to realize the awe-inspiring potential for
revolutionary change which nanotechnology promises in every
industry from transportation to pharmaceuticals, complex issues
of business, public policy and law must be managed at the highest
levels of leadership in both the public and private sector. This
Handbook provides an invaluable guide for that leadership.”
—Rodney E. Slater,
former U.S. Secretary of Transportation
and partner at the law firm of Patton Boggs
“This is an excellent work that is both comprehensive and prac-
tical across a wide range of perspectives. It is great to have solid,
detailed analysis of and advice on the science, business, and policy
aspects of nanotechnology. This is one of the few publications to
identify both the commonality of nanotechnology with existing
industry and regulatory structures as well as its unique character-
istics that have implications for policy, law, and running a busi-
ness. It is a book that intelligently anticipates future developments
in policy and intellectual property, as well as mergers and other
financing activity.”
—Randy Levine, Ph.D.,
president and CEO, ZettaCore, Inc.
“Indispensable. I can’t imagine an attorney or policy maker not
having this book on their shelf. It is an extraordinarily insightful
and thorough book that delves into the intricacies of the emerg-
ing nanotechnology field in an accessible and easy-to-understand
manner.”
—F. Mark Modzelewski,
founder of the NanoBusiness Alliance
and managing director, Lux Research, Inc.
THE HANDBOOK OF
NANOTECHNOLOGY
Business, Policy, and
Intellectual Property Law
John C. Miller
Arrowhead Research Corporation
Ruben M. Serrato
Canon U.S.A.
Jose Miguel Represas-Cardenas
Stanford University
Griffith A. Kundahl
NanoBusiness Alliance
with an editorial contribution by
Mark Graffagnini
John Wiley & Sons, Inc.
Copyright © 2005 by John C. Miller, Ruben Serrato, Jose Miguel Represas-
Cardenas, and Griffith Kundahl. All rights reserved.
Published by John Wiley & Sons, Inc., Hoboken, New Jersey.
Published simultaneously in Canada.
No part of this publication may be reproduced, stored in a retrieval system, or
transmitted in any form or by any means, electronic, mechanical, photocopying,
recording, scanning, or otherwise, except as permitted under Section 107 or 108 of
the 1976 United States Copyright Act, without either the prior written permission
of the Publisher, or authorization through payment of the appropriate per-copy fee
to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923,
978-750-8400, fax 978-646-8600, or on the web at
www.copyright.com
. Requests
to the Publisher for permission should be addressed to the Permissions Department,
John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, 201-748-6011,
fax 201-748-6008.
Limit of Liability/Disclaimer of Warranty: While the publisher and author have used
their best efforts in preparing this book, they make no representations or warranties
with respect to the accuracy or completeness of the contents of this book and specifi-
cally disclaim any implied warranties of merchantability or fitness for a particular
purpose. No warranty may be created or extended by sales representatives or written
sales materials. The advice and strategies contained herein may not be suitable for
your situation. You should consult with a professional where appropriate. Neither the
publisher nor author shall be liable for any loss of profit or any other commercial dam-
ages, including but not limited to special, incidental, consequential, or other damages.
For general information on our other products and services, or technical support,
please contact our Customer Care Department within the United States at
800-762-2974, outside the United States at 317-572-3993 or fax 317-572-4002.
Wiley also publishes its books in a variety of electronic formats. Some content that
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For more information about Wiley products, visit our web site at
www.wiley.com.
Library of Congress Cataloging-in-Publication Data
The handbook of nanotechnology business, policy, & intellectual property
law : preparing industry and policy makers for the revolution in
nanotechnology / John C. Miller . . . [et al.].
p. cm.
Includes bibliographical references and index.
ISBN 0-471-66695-5
1. Microelectronics industrty. 2. Nanotechnology—Industrial
applications. 3. Intellectual property. I. Title: Handbook of
nanotechnology business, policy, and intellectual property law.
II. Miller, John C.
HD9696.A2H36 2004
620.5
068—dc22
2004009884
Printed in the United States of America
0987654321
′
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